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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

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FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

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ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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