Search Result

181 - 200 of 782 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PR App 3.1

As Published: 2005

PR App 3.1

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information