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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COND 1.3 General

As Published: 2001

COND 1.3 General

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus