Search Result

181 - 200 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications