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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose