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DTR 5.1 Notification of the acquisition or disposal of major shareholdings
As Published: 2006
DTR 5.1 Notification of the acquisition or disposal of major shareholdings
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PERG 9.10 Significance of being an open-ended investment company
As Published: 2005
PERG 9.10 Significance of being an open-ended investment company
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COB 10.2 Application of general COB rules
As Published: 2001
COB 10.2 Application of general COB rules
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REC 6.7 Notification rules for overseas recognised bodies
As Published: 2001
REC 6.7 Notification rules for overseas recognised bodies
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CASS 1.4 Application: particular activities
As Published: 2004
CASS 1.4 Application: particular activities
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SUP 3.10 Duties of auditors: notification and report on client assets
As Published: 2004
SUP 3.10 Duties of auditors: notification and report on client assets
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SUP 18.4 Friendly Society transfers and amalgamations
As Published: 2001
SUP 18.4 Friendly Society transfers and amalgamations
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SUP 7.2 The FSA's powers to set individual requirements on its own initiative
As Published: 2001
SUP 7.2 The FSA's powers to set individual requirements on its own initiative
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COB 11.6 Delegation to a permitted third party.
As Published: 2001
COB 11.6 Delegation to a permitted third party.
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