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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants