Search Result

61 - 80 of 848 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor