Search Result

41 - 60 of 741 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]