Search Result

441 - 460 of 837 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse