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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

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DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

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