Search Result

421 - 440 of 827 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COB 3.5 General

As Published: 2001

COB 3.5 General

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

COB 3.7 Records

As Published: 2003

COB 3.7 Records

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices