Search Result

21 - 40 of 753 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose