Search Result

321 - 340 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors