Search Result

241 - 260 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

LR 14.1 Application

As Published: 2005

LR 14.1 Application

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information