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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

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DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

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LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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