Search Result

781 - 800 of 899 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 12.1 Application

As Published: 2005

LR 12.1 Application

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator