Search Result

361 - 380 of 819 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse