Search Result

121 - 140 of 728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse