Search Result

81 - 100 of 813 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)