Search Result

21 - 40 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 1.1 Application

As Published: 2005

REC 1.1 Application