Search Result

161 - 180 of 794 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1