Search Result

621 - 640 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 18.1 Application

As Published: 2005

LR 18.1 Application

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments