Search Result

441 - 460 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

COB 3.7 Records

As Published: 2003

COB 3.7 Records

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom