Search Result

681 - 700 of 858 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights