Search Result

641 - 660 of 713 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings