Search Result

21 - 40 of 621 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information