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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

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ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

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DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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