Search Result

861 - 880 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COB 10.1 Application

As Published: 2006

COB 10.1 Application

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries