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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
As Published: 2003
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
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SUP 17.4 Obligation to make transaction reports
As Published: 2001
SUP 17.4 Obligation to make transaction reports
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SUP 14.6 Cancelling qualification for authorisation
As Published: 2004
SUP 14.6 Cancelling qualification for authorisation
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COB 4.2 Terms of business and client agreements with customers
As Published: 2003
COB 4.2 Terms of business and client agreements with customers
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PERG 4.6 Advising on regulated mortgage contracts
As Published: 2005
PERG 4.6 Advising on regulated mortgage contracts
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SUP 17.7 Method of making transaction reports
As Published: 2003
SUP 17.7 Method of making transaction reports
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BIPRU 3.3 The use of the credit assessments of ratings agencies
As Published: 2007
BIPRU 3.3 The use of the credit assessments of ratings agencies
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CRED 9.1 Application, purpose and interpretation
As Published: 2002
CRED 9.1 Application, purpose and interpretation
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REC 4.7 The section 297 power to revoke recognition
As Published: 2001
REC 4.7 The section 297 power to revoke recognition
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