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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose