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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances