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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 19.1 Application

As Published: 2005

LR 19.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements