Search Result

21 - 40 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4