Search Result

161 - 180 of 800 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation