Search Result

481 - 500 of 896 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations