Search Result

381 - 400 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4