Search Result

221 - 240 of 799 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping