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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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