Search Result

201 - 220 of 750 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose