Search Result

321 - 340 of 385 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus