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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

MCOB 10.1 Application

As Published: 2004

MCOB 10.1 Application

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares