Search Result

221 - 240 of 250 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PR App 1.1

As Published: 2005

PR App 1.1

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing