Search Result

121 - 140 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities