Search Result

641 - 660 of 689 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 12.6 Practical transitional considerations

As Published: 2006

PERG 12.6 Practical transitional considerations

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

DTR 3.1

As Published: 2005

DTR 3.1

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions