Search Result

421 - 436 of 436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

COB 10.1 Application

As Published: 2006

COB 10.1 Application

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application