Search Result

121 - 140 of 777 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COND 1.3 General

As Published: 2001

COND 1.3 General

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?