Search Result

121 - 140 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background