Search Result

121 - 140 of 587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COB 12.1 Application

As Published: 2003

COB 12.1 Application

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments