Search Result

101 - 120 of 680 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees